Financial Institution Services
PKC Consulting, LLC is proud to offer specific services to financial institutions that may not get these services elsewhere. Our staff has multiple years of management in the banking industry as well as continued education and training on audit and risk procedures to draw from. Below is a sampling of services we provide.
Risk Management
- Managing risk through proper policies, procedures, training and monitoring.
- Perform Institution wide risk assessment to ensure all relevant risks have been identified, risk rated and properly addressed.
- Track and follow up on previously identified control issues to ensure timely and adequate resolution.
- Evaluate processes and controls.
- Vendor Management Program development.
- Information Security Program development.
- Business Continuity Policy and Planning development.
- Acquisition Due Diligence
- Plan Development to Attain Compliance with Enforcement Actions
Audit
- Develop and/or execute single or multiyear audit plans
- Compliance Audits
- BSA Audit
- ACH Audit
- Internal Audit
- Commercial Loan File Review
- Fraud Investigation
- ALM Validation
- Outsourced Compliance Services
Check out the financial consulting services PKC provides click here.
Think your bank might be at risk? Review our Risk Management Checklist.
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